Fit and Proper testing - Viewing or editing historical assessments

Click WORKBENCH and then click DATASETS.

Then click SM&CR.

Then choose Certification Regime.

Then click on Fit and Proper testing.

Then click on Fit and Proper Assessment History..

A list of all people in your firm for which fit and proper assessments have been conducted will appear (if any have been created).

Click on the person's name to view their historical record.

A new pop up window will appear.

In this window, click on the F&P Assessment Record button.

You can then scroll through the historical record.

If you need to edit the Record click the EDIT button in the bottom corner of the pop-up.

Then use the instructions for completing an assessment here to amend the information.

Once you're done, click SAVE and then CLOSE.